Compliance Consultant

  • Ref: EHXq9279q
  • Industry: Financial Services
  • Location:
  • Salary:
  • Type: Permanent

About the Role

The role will involve ensuring the business is in line with UK FCA regulations and would suit someone with paraplanning experience, as you will be working closely with financial planners, ensuring all aspects of compliance is adhered to.

Company benefits:

  • Study support for relevant qualifications
  • Modern city centre offices
  • A friendly and supportive culture
  • Progression opportunities

Compliance Consultant role responsibilities:

  • Completion of compliance monitoring reviews
  • Review and assess Financial Adviser recommendations to clients for suitability
  • Communicate with internal stakeholders
  • Identify and investigate issues
  • Produce compliance review reports for Senior Management;
  • Undertake, monitor and record AML checks.

Desirable experience:

  • Financial Planning Certificate (or equivalent)
  • Financial Services experience
  • Excellent communication skills
  • Experience in a compliance/regulatory role

This is a great opportunity to join a rapidly growing firm in a role that promises career progression. Apply now!

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