Graduate Compliance Executive

  • Ref: EHX9350
  • Industry: Financial Services
  • Location:
    Liverpool
  • Salary:
    £20,000 - £25,000
  • Type: Permanent

About the Role

Are you looking for a foot in the door in a reputable firm?

If so this is the perfect role for you! We are currently recruiting for a Graduate Compliance Executive to join a well-established investment management firm in Liverpool City Centre. The role is based in central offices and offers a friendly working environment and hybrid working. The role is suitable for a graduate wanting to start their career, or someone with experience in compliance.

Role responsibilities for the Graduate Compliance Executive:

  • Ensure ongoing compliance with AML regulations
  • Compliance with other FCA rules including KYC
  • Account opening
  • Deal with queries from clients and internal departments
  • Formatting reports
  • Minimize errors and ensure team targets are met

Role requirements:

  • Experience in Financial Services is advantageous but not essential
  • High level of accuracy and communication skills
  • Ability to communicate across all levels
  • Good working knowledge of Microsoft Office including Excel

This is an excellent opportunity to join a reputable firm in a compliance role that promises career progression. Apply now if you have the relevant experience!

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