Investment Risk Reviewer

  • Ref: EHX7373
  • Industry: Financial Services
  • Categories: Compliance & Risk
  • Location:
  • Salary:
  • Type: Temp

About the Role

Are you looking for an exciting role with Investment Risk?

We are currently recruiting for an Investment Risk Reviewer to join a prestigious Investment Management firm in Liverpool. The team are responsible for conducting on-going reviews of client records, ensuring that suitability is assessed correctly for every client.

This is an exciting opportunity to join a company that is continuing to grow, and can offer the successful candidate benefits such as competitive pension contributions and long service rewards.

Responsibilities for the Investment Risk Reviewer include:

  • Assess whether advice given to clients is suitable
  • Investigate client accounts and document findings
  • Provide feedback to other teams with regards to reviews
  • Escalate issues that could pose a potential risk
  • Provide support to Front Office teams

Skills required for the Investment Risk Reviewer:

  • Experience in Investments/financial services is desirable
  • Effective communication, both written and verbal
  • Strong Excel skills
  • Good understanding of UK regulatory frameworks
  • Understanding of ISAs, SIPPsetc. beneficial

This is an important role within a reputable investment firm, and the ideal candidate will have experience within Investment Risk. It’s a rare role on the Liverpool market - one that you don’t want to miss out on. Apply now if you think you have the relevant skills

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